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COURSE INFORMATION
Course CodeCourse TitleL+P HourSemesterECTS
BNK 212CAPITAL MARKET LEGISLATION RELEVANT LEGISLATION AND CODE OF ETHICS2 + 04th Semester2

COURSE DESCRIPTION
Course Level Associate's Degree
Course Type Compulsory
Course Objective To inform students about Turkey Capital Markets legislation and codes of ethics. To prepare students the CMB Basic Level licensing exam
Course Content Capital Markets Law, Regulations, Registration of Capital Market Instruments Obtaining, Issues, Public Offering and Sale to the Public Companies and Capital Market Activities and Capital Market Institutions, Capital Markets Board Audit and Criminal Responsibility, the Istanbul Stock Exchange (ISE), the Turkish lira Decision No. 32 on Protection of the Value, Income and Prevention of Laundering Proceeds of Crime, with the relevant sections of the Banking Law Capital Markets, Capital Market Intermediary Institutions of Turkey (TSPAKB) Statute, ACMII Followed by carrying out activities of members of the Professional Rules for Capital Markets
Prerequisites No the prerequisite of lesson.
Corequisite No the corequisite of lesson.
Mode of Delivery Face to Face

COURSE LEARNING OUTCOMES
1To have information about the formation of capital markets, the functioning of the institutions and the capital market.
2To have the level of knowledge and skills to convince the to Capital Markets customers

COURSE'S CONTRIBUTION TO PROGRAM
PO 01PO 02PO 03PO 04PO 05PO 06PO 07PO 08PO 09PO 10PO 11PO 12
LO 00154      55  
LO 002233 4   33 3
Sub Total773 4   88 3
Contribution442020004402

ECTS ALLOCATED BASED ON STUDENT WORKLOAD BY THE COURSE DESCRIPTION
ActivitiesQuantityDuration (Hour)Total Work Load (Hour)
Course Duration (14 weeks/theoric+practical)14228
Mid-terms11212
Final examination11212
Total Work Load

ECTS Credit of the Course






52

2
COURSE DETAILS
 Select Year   


 Course TermNoInstructors
Details 2021-2022 Spring1DENİZ ÜNAL ADIGÜZEL
Details 2020-2021 Spring1DENİZ ÜNAL ADIGÜZEL
Details 2019-2020 Spring1SIDIKA ÖZLEN
Details 2018-2019 Spring1SIDIKA ÖZLEN
Details 2017-2018 Spring1SIDIKA ÖZLEN
Details 2016-2017 Spring1HAKAN DEMİR
Details 2015-2016 Spring1HAKAN DEMİR
Details 2014-2015 Spring2HAKAN DEMİR
Details 2013-2014 Spring2HAKAN DEMİR
Details 2013-2014 Spring2HAKAN DEMİR


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Course Details
Course Code Course Title L+P Hour Course Code Language Of Instruction Course Semester
BNK 212 CAPITAL MARKET LEGISLATION RELEVANT LEGISLATION AND CODE OF ETHICS 2 + 0 1 Turkish 2021-2022 Spring
Course Coordinator  E-Mail  Phone Number  Course Location Attendance
Asts. Prof. Dr. DENİZ ÜNAL ADIGÜZEL dadiguzel@pau.edu.tr BEMYO E0108 %70
Goals To inform students about Turkey Capital Markets legislation and codes of ethics. To prepare students the CMB Basic Level licensing exam
Content Capital Markets Law, Regulations, Registration of Capital Market Instruments Obtaining, Issues, Public Offering and Sale to the Public Companies and Capital Market Activities and Capital Market Institutions, Capital Markets Board Audit and Criminal Responsibility, the Istanbul Stock Exchange (ISE), the Turkish lira Decision No. 32 on Protection of the Value, Income and Prevention of Laundering Proceeds of Crime, with the relevant sections of the Banking Law Capital Markets, Capital Market Intermediary Institutions of Turkey (TSPAKB) Statute, ACMII Followed by carrying out activities of members of the Professional Rules for Capital Markets
Topics
WeeksTopics
1 Board of capital market instruments to be registered
2 Assembly required registration procedures
3 collection of pre-request
4 equity derivatives
5 Assembly of debt instruments to be registered
6 foreign capital market instruments
7 public offering of capital market instruments sales methods
8 issuers and public corporations
9 capital market activities
10 Capital Market Institutions
11 ISE regulations
12 equities control
13 The status of Turkey Capital Market Intermediary Institutions
14 Capital Market Intermediary Institutions of disciplinary regulations
Materials
Materials are not specified.
Resources
ResourcesResources Language
Sermaye Piyasası Kanunu ve ilgili mevzuat Türkçe
Course Assessment
Assesment MethodsPercentage (%)Assesment Methods Title
Final Exam60Final Exam
Midterm Exam40Midterm Exam
L+P: Lecture and Practice
PQ: Program Learning Outcomes
LO: Course Learning Outcomes